Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cole has over 16 years of experience in the financial services industry. Richard is currently registered as a Registered Representative with Cuso Financial Services, LP. Previously, Richard was employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC., PNC INVESTMENTS, CITIZENS SECURITIES, INC., OPPENHEIMER & CO. INC., and PNC INVESTMENTS. Richard is licensed to conduct business in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/29/2024 - Present
Cuso Financial Services, LP (Monaca PA)
PA
07/16/2024 - 08/26/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEWICKLEY PA)
PA
04/03/2020 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Cranberry Township PA)
PA
08/06/2019 - 03/24/2020
PNC INVESTMENTS (PITTSBURGH PA)
PA
10/27/2014 - 01/08/2018
CITIZENS SECURITIES, INC. (PITTSBURGH PA)
PA
07/19/2012 - 06/03/2013
OPPENHEIMER & CO. INC. (PITTSBURGH PA)
PA
04/08/2010 - 07/24/2012
PNC INVESTMENTS (BEAVER PA)
PA
03/23/2009 - 03/25/2010
FIFTH THIRD SECURITIES, INC. (PITTSBURGH PA)
PA
02/05/2003 - 12/05/2007
LIBERTY LIFE SECURITIES LLC (WEXFORD PA)
BOTH
Issued 02/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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