Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sands is a financial advisor at Citigroup Global Markets Inc. He is registered to offer securities and investment advisory services in several states, including California, Colorado, Connecticut, Massachusetts, New Jersey, New York, Texas, and Virginia. Richard has been in the financial services industry for over 10 years and has experience working with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. Richard provides a variety of services to his clients, including financial planning, asset allocation advice, and portfolio management. Richard previously worked at Wells Fargo Clearing Services, LLC and Frost Private Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/17/2022 - Present
Citigroup Global Markets Inc. (DALLAS TX)
TX
03/07/2022 - 08/04/2022
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
04/27/2018 - 02/25/2022
CITI PRIVATE ADVISORY, LLC (Dallas TX)
TX
04/27/2018 - 02/25/2022
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
04/29/2016 - 03/20/2018
WELLS FARGO CLEARING SERVICES, LLC (PLANO TX)
IA
Issued 06/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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