Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cleveland Corcoran is an active investment advisor representative with J.p. Morgan Securities LLC. Richard has been in the industry for over 20 years and has a wide range of experience. Richard holds Series 3, 7, 63, and 65 licenses as well as the SIE. Richard has worked for a number of firms including Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., MML Investors Services, LLC, Direct Match, and Quantitative Brokers, LLC. Richard is registered in 53 states and has a history of working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Richard is also a treasurer for the Piedmont Recreational Facilities Organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/11/2024 - Present
J.p. Morgan Securities LLC (Walnut Creek CA)
NY
02/09/2017 - 01/16/2019
QUANTITATIVE BROKERS, LLC (NEW YORK NY)
CA
03/09/2016 - 10/06/2016
DIRECT MATCH (OAKLAND CA)
CO
11/10/2015 - 03/23/2016
MML INVESTORS SERVICES, LLC (DENVER CO)
CA
08/11/2005 - 03/04/2014
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
07/08/1999 - 08/17/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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