Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clayton Pogue is a financial professional with over 20 years of experience in the financial services industry. Richard is currently registered with LPL Financial LLC, and has been with the firm since December 2014. Prior to joining LPL Financial LLC, Richard was employed with SCF Securities, Inc., Princor Financial Services Corporation, M Holdings Securities, Inc., Waddell & Reed, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company and AXA Advisors, LLC. Richard holds the Series 66, Series 7 and SIE licenses. Richard is a Chartered Financial Consultant (ChFC). Richard is based in Clackamas, Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
02/13/2018 - Present
LPL Financial LLC (CLACKAMAS OR)
CA
04/01/2014 - 10/24/2014
SCF SECURITIES, INC. (SAN DIEGO CA)
OR
07/16/2012 - 04/08/2014
PRINCOR FINANCIAL SERVICES CORPORATION (LAKE OSWEGO OR)
OR
02/27/2003 - 09/13/2010
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
KS
07/23/2001 - 12/31/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
05/17/2001 - 07/06/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/17/2001 - 07/06/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/01/2001 - 05/10/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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