Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clayton Funk is a financial professional with over 15 years of experience in the industry. He is currently registered with Houlihan Lokey Capital, Inc. and is licensed in Florida. Richard has held previous positions with MVP Capital Advisors, LLC and Financial Telesis Inc. He has a strong background in investment banking and holds the Series 7, 63, 66, and 79 licenses, as well as the SIE. Richard is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/15/2020 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
MA
11/02/2017 - 08/31/2020
MVP CAPITAL ADVISORS, LLC (Dedham MA)
MO
06/08/2012 - 11/01/2017
FINANCIAL TELESIS INC (KANSAS CITY MO)
MO
01/16/2002 - 10/24/2005
NMP CAPITAL, LLC (KANSAS CITY MO)
BC
Issued 06/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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