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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Donnelly is an Investment Advisor Representative at EP Wealth Advisors. Richard has been in the financial industry since 1981 and is registered with the state of California, North Carolina, and Texas. Richard has previously been employed at firms such as Cambridge Investment Research, Inc., SEI Investments Distribution Co., and Mid Atlantic Capital Corporation. Richard has a Series 63, 65, and 24 license. Richard specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/06/2018 - Present
EP Wealth Advisors (San Diego CA)
CA
03/30/2007 - 12/31/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (SAN DIEGO CA)
CA
11/19/2004 - 04/02/2007
SEI INVESTMENTS DISTRIBUTION CO. (SAN DIEGO CA)
PA
05/03/2004 - 11/19/2004
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
CA
04/15/1997 - 05/03/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
CA
02/21/1989 - 01/28/1997
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
01/02/1986 - 02/09/1989
PAINEWEBBER INCORPORATED
NA
07/28/1982 - 01/14/1986
SUTRO & CO. INCORPORATED
NA
04/13/1981 - 08/17/1982
DEAN WITTER REYNOLDS INC.
IA
Issued 06/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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