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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Clarence Deyoung is a financial advisor registered with LPL Financial LLC, based in The Woodlands, TX. Richard has been in the financial industry since April 12, 1992. Richard has passed the Series 63, Series 65, Series 7 and SIE exams and holds a current registration with the state of Texas. Prior to joining LPL Financial LLC, Richard was registered with WELLS FARGO CLEARING SERVICES, LLC. Richard is registered with the state of Texas to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/03/2022 - Present
LPL Financial LLC (THE WOODLANDS TX)
TX
10/31/2012 - 03/04/2022
WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)
TX
10/23/2009 - 11/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
01/16/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (THE WOODLANDS TX)
TX
05/29/2002 - 01/21/2009
LPL FINANCIAL CORPORATION (HOUSTON TX)
NJ
08/11/2000 - 05/29/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
07/31/1995 - 08/16/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
11/01/1994 - 08/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/13/1992 - 11/03/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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