Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Christopher Rotella is a registered representative and investment advisor representative associated with Northwestern Mutual Investment Services, LLC, a firm with a strong reputation in the financial services industry. Richard's registration began in 2019 and he has a Series 63, 6TO, and SIE license. Richard has a professional history with Northwestern Mutual Investment Services and is based out of the Wall Township office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NJ
06/28/2023 - Present
Northwestern Mutual Investment Services, LLC (WALL TOWNSHIP NJ)
NJ
06/28/2019 - 07/02/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WALL TOWNSHIP NJ)
BC
Issued 07/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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