Unclaimed
Richard Christopher Rico is a registered representative with Anico Financial Services, Inc. in Galveston, TX. Richard has been in the securities industry since 2019 and has a Series 7, Series 66 and SIE license. Richard is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/22/2021 - Present
Anico Financial Services, Inc. (GALVESTON TX)
TX
05/11/2019 - 10/22/2019
EDWARD JONES (DICKINSON TX)
BOTH
Issued 06/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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