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Richard Christopher Mormile

Clear Street LLC

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About Richard Christopher Mormile

Richard Christopher Mormile is a financial professional with over 12 years of experience in the industry. Richard has a broad range of experience having worked at firms such as JonesTrading, Burnham Securities Inc., Revere Securities LLC, EIM Securities (USA) Inc., Pioneer Funds Distributor, Inc. Richard is currently registered with Clear Street LLC. Richard is licensed to provide securities-related services in 53 states. Richard has passed Series 3, Series 7 and SIE exams.

Firm Information

Richard Mormile is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Mormile’s Registration & Firm History

NY

02/07/2022 - Present

Clear Street LLC (NEW YORK NY)

NY

05/17/2019 - 01/14/2022

JONESTRADING (NEW YORK NY)

NY

07/01/2014 - 03/31/2016

BURNHAM SECURITIES INC. (NEW YORK NY)

NY

01/02/2014 - 06/30/2014

REVERE SECURITIES LLC (NEW YORK NY)

NY

07/29/2008 - 09/12/2012

EIM SECURITIES (USA) INC. (NEW YORK NY)

NY

12/10/2007 - 03/25/2008

PIONEER FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MA

03/04/2004 - 12/31/2005

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2008

Series 3 - National Commodity Futures Examination

BC

Issued 03/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Christopher Mormile.
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