Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Christopher Green is a financial advisor with Caitlin John and is based in Del Mar, California. Richard has been working in the financial industry for over two decades and has held previous positions with TD Ameritrade, Inc., WM Financial Services, Inc., A. G. Edwards & Sons, Inc., and H&R Block Financial Advisors, Inc. Richard offers financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
Caitlin John (DEL MAR CA)
CA
03/23/2005 - 10/05/2009
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
07/13/2004 - 03/18/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
09/05/2000 - 07/13/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
08/20/1996 - 09/14/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 11/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
Not sure Richard Green is the right advisor for you? Invested Better is here to help.
