Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Christopher Dodge is a financial advisor with Prudential Annuities Distributors, Inc. Richard began working in the financial industry in 1999 and is registered in Connecticut. Richard holds FINRA Series 6 and 63 licenses, as well as the SIE exam. He previously worked at PRUCO SECURITIES, LLC. in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/13/1999 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
02/08/2019 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 08/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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