Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Chen is a financial advisor with Fidelity Brokerage Services LLC. Richard is licensed to provide securities advice in 53 states. Richard has been in the industry since December 18, 2023 and has passed both the Series 7TO and Series 63 exams. Richard is based in Durham, NC and is part of the Fidelity Brokerage Services LLC team in the Research Triangle Park branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/18/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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