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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Tegge is an investment advisor representative with LPL Financial LLC, a firm with offices in Marquette, MI and Tomahawk, WI. Richard has over 25 years of experience in the financial services industry, having previously worked for Commonwealth Financial Network and Citigroup Global Markets Inc. Richard is registered to provide investment advice in Michigan, Texas, and Wisconsin. Richard holds the Series 63, Series 65, Series 7, Series 9, Series 10 and SIE securities licenses. Richard is affiliated with Wealth Strategy Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/01/2025 - Present
LPL Financial LLC (MARQUETTE MI)
WI
01/23/2009 - 06/30/2020
COMMONWEALTH FINANCIAL NETWORK (GREEN BAY WI)
MI
02/18/2000 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (TRAVERSE CITY MI)
MO
10/30/1997 - 02/26/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 05/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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