Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Summers is an investment advisor representative with Private Advisor Group, LLC. Richard Summers is registered to provide investment advisory services in New Jersey and is also registered to provide securities related services in 37 other states. Richard Summers's registration with Private Advisor Group, LLC began on 10/22/2021. Richard Summers was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard Summers has been in the industry since December 8, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
10/22/2021 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
12/04/2020 - 10/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSELAND NJ)
BOTH
Issued 12/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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