Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sauerman is an investment advisor representative with Raymond James & Associates, Inc. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 63, 65, 7TO and SIE. Richard has been in the industry for over 7 years. He has experience working with a variety of clients including individuals, corporations, insurance companies, pension plans and charitable organizations. He specializes in providing financial planning, portfolio management and investment advice. Richard is committed to providing clients with personalized, tailored solutions that meet their specific needs. Richard is also an active member of the community and is involved in various charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/20/2023 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Sauerman is the right advisor for you? Invested Better is here to help.
