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Richard Charles Popper

Nylife Distributors LLC

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About Richard Charles Popper

Richard Popper is a financial professional with over 20 years of experience in the financial services industry. Richard is currently registered with Nylife Distributors LLC in Plano, Texas. Richard has held previous positions with NYLIFE SECURITIES LLC, The Leaders Group, Inc., Golden Beneficial Securities Corporation, IMS Securities, Inc., USALLIANZ Securities, Inc., NYLIFE SECURITIES INC., PRUCO Securities Corporation, and The Prudential Insurance Company of America. Richard holds the Series 6, 7, and 63 licenses, as well as the SIE exam.

Firm Information

Richard Popper is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Popper’s Registration & Firm History

TX

05/25/2021 - Present

Nylife Distributors LLC (Plano TX)

TX

06/04/2013 - 05/27/2021

NYLIFE SECURITIES LLC (NAVASOTA TX)

NJ

12/01/2011 - 01/23/2013

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

CO

02/24/2011 - 06/28/2011

THE LEADERS GROUP, INC. (LITTLETON CO)

TX

05/09/2007 - 03/03/2009

GOLDEN BENEFICIAL SECURITIES CORPORATION (HOUSTON TX)

TX

01/08/2004 - 07/15/2005

IMS SECURITIES, INC. (HOUSTON TX)

MN

09/15/2000 - 12/31/2001

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NY

10/22/1997 - 01/27/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

09/26/1990 - 02/07/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

09/26/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/24/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1993

Series 7 - General Securities Representative Examination

BC

Issued 09/24/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Charles Popper.
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