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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Petersen is a financial advisor with Equity Services, Inc., located in Hauppauge, NY. Richard has been in the industry since 2011 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He holds the Series 6, 7, and 63 securities licenses as well as the SIE exam. Richard is registered with FINRA and the state of New York. In the past, Richard has worked with Allstate Financial Services, LLC and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
09/06/2021 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
07/28/2017 - 09/01/2021
ALLSTATE FINANCIAL SERVICES, LLC (DEER PARK NY)
NY
02/13/2012 - 07/10/2017
NYLIFE SECURITIES LLC (MEDFORD NY)
NY
04/12/1999 - 07/27/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
BC
Issued 09/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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