Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Oaster is a financial advisor with over 25 years of experience in the financial services industry. Richard is currently registered with LPL Financial LLC, and has previously worked for Ameriprise Financial Services, Inc., Securities America, Inc., Ensemble Financial Services, Inc., McDonald Investments Inc. and Edward Jones. Richard has a wide range of experience, including financial planning, investment management, and insurance. Richard holds FINRA Series 7, 63, and 31 licenses, as well as the Series 65 license for investment advisory services. He is also a Certified Financial Planner. Richard is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/24/2019 - Present
LPL Financial LLC (PITTSFORD NY)
NY
11/20/2009 - 10/29/2019
AMERIPRISE FINANCIAL SERVICES, INC. (PITTSFORD NY)
NE
11/24/2009 - 11/23/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
09/01/2005 - 11/20/2009
ENSEMBLE FINANCIAL SERVICES, INC. (PITTSFORD NY)
OH
08/18/2000 - 09/19/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MO
10/16/1996 - 09/06/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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