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Richard Charles O'Connor

Allstate Financial Services, LLC

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About Richard Charles O'Connor

Richard O'Connor is a registered representative with Allstate Financial Services, LLC in Saint Augustine, Florida. Richard has been in the securities industry since October 2008. Richard holds the Series 6 and Securities Industry Essentials (SIE) licenses. Richard is registered with FINRA and has been registered in Florida since October 2008.

Firm Information

Richard O'Connor is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard O'Connor’s Registration & Firm History

FL

10/30/2008 - Present

Allstate Financial Services, LLC (St Augustine FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Charles O'Connor.
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