Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Moldenhauer is a financial advisor with Commonwealth Financial Network, a Registered Investment Advisor firm. Richard has over 50 years of experience in the financial services industry. Richard has a long history of providing financial advice to individuals and families, including in retirement planning and investment management. Richard is also a Chartered Financial Consultant, providing financial planning services and advice to clients. Richard is registered to provide financial advice in Florida, New York, North Carolina, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/12/2016 - Present
Commonwealth Financial Network (Orchard Park NY)
NY
06/30/2006 - 09/14/2016
AMERITAS INVESTMENT CORP. (ORCHARD PARK NY)
NY
12/01/2000 - 06/30/2006
CARILLON INVESTMENTS, INC. (ORCHARD PARK NY)
MA
03/15/1991 - 12/04/2000
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
MA
04/22/1976 - 03/27/1991
SMA EQUITIES, INC. (WORCESTER MA)
NA
12/12/1972 - 05/24/1976
PENN MUTUAL EQUITY SERVICES, INC.
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Moldenhauer is the right advisor for you? Invested Better is here to help.
