Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Merson is a financial advisor with over 20 years of experience in the industry. Richard has been registered with Pimco Investments LLC since 2017 and has previously worked for Legg Mason Investor Services, LLC and DWS Investments Distributors, Inc. Richard is licensed to provide securities and investment advisory services to clients in all 50 states. Richard holds the Series 3, 6, 7 and 63 licenses as well as the SIE exam certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/05/2017 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
12/06/2011 - 05/22/2017
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
IL
06/05/1998 - 11/28/2011
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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