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Richard Charles Mendlowitz

Summit Securities Group LLC

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About Richard Charles Mendlowitz

Richard Charles Mendlowitz is a licensed securities professional with over 20 years of experience in the financial services industry. He is currently registered with Summit Securities Group LLC as a General Securities Principal. Richard has a broad range of experience in the securities industry and is well-versed in various aspects of trading and investment. Prior to his current role, Richard held positions at VTRADER PRO, LLC, EchoTrade LLC, and Worldco, L.L.C. Richard is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Richard Mendlowitz is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Mendlowitz’s Registration & Firm History

NY

09/11/2012 - Present

Summit Securities Group LLC (NEW YORK NY)

CA

12/20/2011 - 10/31/2012

VTRADER PRO, LLC (SAN FRANCISCO CA)

AZ

10/25/2011 - 12/20/2011

ECHOTRADE LLC (PHOENIX AZ)

AZ

04/24/2006 - 10/21/2011

ECHOTRADE LLC (PHOENIX AZ)

NY

07/22/1999 - 10/21/2003

WORLDCO, L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Charles Mendlowitz.
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