Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Martin is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Fidelity Personal and Workplace Advisors. Previously, Richard was a registered representative with NYLIFE Distributors LLC, NYLIFE Securities LLC, Saybrus Equity Services, INC, MML Investors Services, LLC, Thrivent Investment Management Inc., Phoenix Equity Planning Corporation, and Phoenix Equity Planning Corporation. Richard has a Series 6, Series 7, Series 63 and Series 65 license and is a Certified Financial Planner and Chartered Financial Consultant. Richard provides financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NH
05/18/2023 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NJ
05/25/2021 - 05/04/2023
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
12/26/2018 - 05/27/2021
NYLIFE SECURITIES LLC (NEW YORK NY)
CT
01/04/2017 - 09/04/2018
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
MA
03/01/2011 - 01/05/2017
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
06/30/2010 - 11/30/2010
MML INVESTORS SERVICES, INC. (FARMINGTON CT)
NJ
06/08/2009 - 02/22/2010
THRIVENT INVESTMENT MANAGEMENT INC. (MONTVALE NJ)
CT
02/04/2009 - 04/28/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
11/27/2000 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
01/29/1996 - 02/25/1999
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 06/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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