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Richard Charles Lacava

Avantax Investment Services, Inc.

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About Richard Charles Lacava

Richard Lacava is an Investment Advisor Representative with Avantax Investment Services, Inc. He is a registered representative in Arizona, Georgia, Maine, and Massachusetts. Richard has been in the financial services industry since 1996. He specializes in a variety of financial products and services, including investment company products and variable contracts. Richard has a Series 6, Series 63, Series 65, and Series 6TO license. He is also a Registered Representative with FINRA and a registered representative with the state of Massachusetts. Prior to joining Avantax, Richard was employed by Ameriprise Financial Services, Inc., HD Vest Investment Services, and Commonwealth Financial Network.

Firm Information

Richard Lacava is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Lacava’s Registration & Firm History

MA

11/25/2020 - Present

Avantax Investment Services, Inc. (Carver MA)

MA

09/19/2016 - 01/20/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Hingham MA)

MA

12/19/2014 - 09/30/2016

HD VEST INVESTMENT SERVICES (Carver MA)

MA

11/03/2003 - 12/23/2014

COMMONWEALTH FINANCIAL NETWORK (CARVER MA)

TX

01/04/1993 - 12/16/2003

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

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Licenses & Designations

BC

Issued 12/14/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/20/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Charles Lacava.
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