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Richard Charles Kendrick

Alliancebernstein Investments, Inc.

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About Richard Charles Kendrick

Richard Kendrick has been a financial professional since 1995. Richard is currently registered with Alliancebernstein Investments, Inc. and is located in Nashville, TN. Richard previously worked for Neuberger Berman BD LLC, Steben & Company, Inc., Profunds Distributors, Inc., Ameriprise Financial Services, Inc., Riversource Distributors, Inc., Rydex Distributors, Inc., CIBC Oppenheimer Corp., Ladenburg, Thalmann & Co., Inc., Vanderbilt Securities, Inc., Castle Securities Corp., Hasan Growney Co. Inc., and Legend Merchant Group, Inc.

Firm Information

Richard Kendrick is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Kendrick’s Registration & Firm History

TN

07/09/2019 - Present

Alliancebernstein Investments, Inc. (Nashville TN)

NY

04/28/2015 - 06/18/2019

NEUBERGER BERMAN BD LLC (NEW YORK NY)

MD

01/03/2013 - 04/23/2015

STEBEN & COMPANY, INC. (GAITHERSBURG MD)

MD

04/29/2009 - 11/16/2012

PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)

MN

05/29/2008 - 11/18/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/04/2007 - 11/11/2008

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MD

01/22/2003 - 05/07/2007

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

NY

01/02/1996 - 11/25/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

10/22/1991 - 12/31/1995

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NA

05/22/1990 - 06/25/1992

VANDERBILT SECURITIES, INC.

NY

02/14/1991 - 07/10/1991

CASTLE SECURITIES CORP. (FREEPORT NY)

NA

01/23/1991 - 03/05/1991

HASAN GROWNEY CO. INC.

NY

10/01/1990 - 02/27/1991

LEGEND MERCHANT GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2013

Series 3 - National Commodity Futures Examination

BC

Issued 05/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Charles Kendrick. Review regulatory record here.
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