Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Kearns is a financial professional with over 20 years of experience in the industry. Richard is currently registered with MML Investors Services, LLC and has been with the firm since November 2018. Prior to that, Richard worked at LIFEMARK SECURITIES CORP. and HORNOR, TOWNSEND & KENT, INC. Richard is licensed to provide financial advice in 53 states and specializes in a variety of financial services including investment planning, financial planning, pension consulting, asset allocation, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
11/27/2018 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NY
10/18/2018 - 11/15/2018
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
10/01/2009 - 11/18/2016
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
NY
06/29/2006 - 07/27/2009
AXA ADVISORS, LLC (NEW YORK NY)
MA
02/13/1998 - 06/01/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/13/1998 - 06/01/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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