Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Keal is a financial professional registered with Barclays Capital Inc. in California. Richard obtained his Series 63, Series 79TO, and SIE licenses in August 2023. Richard has been active in the financial industry since August 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/11/2023 - Present
Barclays Capital Inc. (LOS ANGELES CA)
BC
Issued 08/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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