Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Disharoon is a financial advisor at Cambridge Investment Research Advisors, Inc., based in Knoxville, Tennessee. Richard has over 19 years of experience in the financial services industry. Richard holds the Series 7, 24, 66, and SIE licenses. Richard specializes in providing financial advice to individuals and businesses, and is a Certified Financial Planner. Richard also provides financial planning services, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management services. Richard is registered with the state of Tennessee, and is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
01/03/2012 - Present
Cambridge Investment Research Advisors, Inc. (KNOXVILLE TN)
TN
04/28/2004 - 05/01/2009
MML INVESTORS SERVICES, INC. (KNOXVILLE TN)
BOTH
Issued 05/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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