Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Dimino is a financial advisor with over 20 years of experience in the financial services industry. Richard is currently registered with Hilltop Securities Inc., and has been with the firm since 2003. Prior to that, Richard was employed by M.L. Stern & Co., LLC., State Street Global Markets, LLC, Bel Air Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard has a wide range of experience, including financial planning, portfolio management, and investment advisory services. Richard is also a registered investment advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
12/10/2008 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
02/20/2003 - 12/31/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
MA
09/04/2001 - 02/10/2003
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
03/14/2000 - 09/04/2001
BEL AIR SECURITIES LLC (BOSTON MA)
NY
04/18/1997 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
02/20/1997 - 03/21/1997
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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