Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Charles Decker is a financial advisor at LPL Financial LLC. Richard has been in the industry since 2002. Richard holds Series 7, Series 63, and Series 65 licenses. Richard's previous experience includes positions at Key Investment Services LLC, New Horizons Asset Management Group, LLC, Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Infinex Investments, Inc. Richard's clients include individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (POUGHKEEPSIE NY)
NY
07/31/2013 - 11/09/2020
KEY INVESTMENT SERVICES LLC (POUGHKEEPSIE NY)
NY
06/21/2012 - 01/25/2013
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC (RHINEBECK NY)
NY
11/15/2011 - 06/25/2012
WELLS FARGO ADVISORS, LLC (POUGHKEEPSIE NY)
NY
06/01/2009 - 05/20/2011
MORGAN STANLEY SMITH BARNEY (POUGHKEEPSIE NY)
NY
05/02/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
CT
12/06/2002 - 05/27/2008
INFINEX INVESTMENTS, INC. (RIDGEFIELD CT)
NY
01/18/2001 - 09/27/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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