Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Callaghan is a financial professional with over 28 years of experience in the financial services industry. Richard is a Registered Representative of Equitable Advisors, LLC. Richard is also a Certified Financial Planner and specializes in retirement planning, insurance, and wealth management. Richard has worked for several other firms in the past, including LPL Financial LLC, Capitol Securities Management, Inc., R. Seelaus & Co., Inc., and The Jeffrey Matthews Financial Group, L.L.C. Richard is currently licensed in 23 states and holds multiple FINRA licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/14/2024 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
NJ
07/01/2019 - 03/25/2024
LPL FINANCIAL LLC (WARREN NJ)
NJ
05/15/2015 - 07/08/2019
CAPITOL SECURITIES MANAGEMENT, INC. (FLORHAM PARK NJ)
NJ
04/10/2012 - 05/15/2015
R. SEELAUS & CO.,INC. (SUMMIT NJ)
NJ
11/29/1996 - 04/10/2012
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (MILLBURN NJ)
NJ
03/28/1995 - 12/06/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 02/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/04/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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