Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bowman is a financial professional with over 29 years of experience in the industry. Richard is a registered representative of USI Securities, Inc., and currently works at the Glastonbury, CT branch office. Previously, Richard worked at WS Griffith Securities, Inc., and Phoenix Equity Planning Corporation. Richard has a broad range of experience, specializing in investment advisory services, financial planning and other consulting services. Richard holds multiple FINRA licenses, including Series 6, 7, 24, 53, 28, 63, 99TO and SIE. Richard is a registered representative in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Bundled consulting and advisory fees
1
2
CT
06/30/2003 - Present
USI Securities, Inc. (GLASTONBURY CT)
CT
07/25/1996 - 06/23/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
07/30/1993 - 07/18/1996
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 06/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/24/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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