Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Channing Walden is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard Walden holds a Series 7, Series 24 and Series 63 license. Richard Walden has been in the industry since February 6, 2020. Richard Walden works out of the One Bryant Park branch office in New York, NY. The branch is located in the state of New York. Richard Walden has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since February 6, 2020. Merrill Lynch, Pierce, Fenner & Smith Inc. has approximately $10 billion - $50 billion in assets under management. Merrill Lynch, Pierce, Fenner & Smith Inc. is licensed in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/06/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2020
Series 24 - General Securities Principal Examination
BC
Issued 02/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Walden is the right advisor for you? Invested Better is here to help.
