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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Davis is a financial advisor with LPL Financial LLC, a firm that provides financial advice and services to individuals, businesses, and institutions. Richard has been in the financial services industry since 1997 and has a broad range of experience in investment management, financial planning, and insurance. Richard is committed to helping clients achieve their financial goals. He is a Certified Financial Planner (CFP®) and holds the Series 6, 7, 24, and 63 licenses. Richard's practice is focused on providing personalized financial advice and services to individuals and families. He is also experienced in working with small businesses and non-profit organizations. Richard is dedicated to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/17/2021 - Present
LPL Financial LLC (DYERSBURG TN)
TN
12/04/2009 - 06/21/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (DYERSBURG TN)
TN
02/10/1998 - 12/15/2009
FIRST CITIZENS FINANCIAL PLUS, INC. (DYERSBURG TN)
MA
04/21/1997 - 03/17/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/21/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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