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Richard Chad Jones

Sofi Wealth LLC

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About Richard Chad Jones

Richard Chad Jones is a financial advisor with Sofi Wealth LLC. Richard Chad Jones is registered with FINRA and the state of Utah. Richard Chad Jones has been in the industry since 2006. Previous to joining Sofi Wealth LLC, Richard Chad Jones was a financial advisor at TD Ameritrade, Inc., Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Richard Chad Jones specializes in investment advice for individuals.

Firm Information

Richard Jones is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Jones’s Registration & Firm History

UT

07/06/2017 - Present

Sofi Wealth LLC (Cottonwood Heights UT)

UT

09/13/2013 - 06/12/2017

TD AMERITRADE, INC. (DRAPER UT)

UT

01/03/2011 - 09/04/2013

WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)

UT

02/01/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)

UT

06/23/2006 - 02/07/2008

E*TRADE SECURITIES LLC (SANDY UT)

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Licenses & Designations

BOTH

Issued 09/20/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/06/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2021

Series 4 - Registered Options Principal Examination

BC

Issued 05/25/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Chad Jones. Review regulatory record here.
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