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Richard Cavanagh McElroy

Kingswood Wealth Advisors, LLC

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About Richard Cavanagh McElroy

Richard Cavanagh McElroy is a financial advisor registered with the state of North Carolina. Richard McElroy is currently employed with Kingswood Wealth Advisors, LLC and previously was employed with TRIANGLE SECURITIES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard McElroy holds the following licenses: Series 66, Series 7 and SIE. Richard McElroy has specialized in providing financial advisory services in the areas of financial planning, pension consulting, portfolio management for businesses, portfolio management for individuals, and selection of other advisors.

Firm Information

Richard McElroy is currently registered with Kingswood Wealth Advisors, LLC. Kingswood Wealth Advisors, LLC is a registered investment advisor based in San Diego, California. The firm provides financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, corporations, and institutions. They manage approximately $1 billion in assets and have over 70 investment advisor representatives.
Kingswood Wealth Advisors, LLC

11440 W. BERNARDO COURT

SAN DIEGO, CA 92127

$1.04B

Assets Under Management

Not reported

Total Clients

77

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly consulting

Hourly consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard McElroy’s Registration & Firm History

NC

10/01/2024 - Present

Kingswood Wealth Advisors, LLC (Raleigh NC)

NC

10/03/2003 - 06/13/2016

TRIANGLE SECURITIES, LLC (RALEIGH NC)

NY

11/06/1997 - 10/07/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/01/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/13/2016

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Cavanagh McElroy.
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