Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Casey is a registered representative with Fifth Third Securities, Inc. Richard has been working in the securities industry since 1991. Richard currently works in the WEST CHESTER, OH branch office. Prior to joining Fifth Third Securities, Inc., Richard worked at J.P. MORGAN SECURITIES LLC in Cincinnati, OH, CHASE INVESTMENT SERVICES CORP. in BELLEVUE, KY, U.S. BANCORP INVESTMENTS, INC. in BRENTWOOD, TN, SUNAMERICA CAPITAL SERVICES, INC. in JERSEY CITY, NJ, CAPITAL BROKERAGE CORPORATION in GLEN ALLEN, VA, PRIMEVEST FINANCIAL SERVICES, INC. in WILMINGTON, OH, ING FUNDS DISTRIBUTOR, LLC in WINDSOR, CT, ONE GROUP DEALER SERVICES, INC. in COLUMBUS, OH, BANC ONE SECURITIES CORPORATION in CHICAGO, IL, and FINANCIAL HORIZONS SECURITIES CORPORATION. Richard is licensed to offer securities in Connecticut, District of Columbia, Kentucky, Massachusetts, Ohio, and Pennsylvania. Richard Casey specializes in investment products related to Fixed Income Securities, Mutual Funds, Variable Annuities, and Investment Advisory services. Richard is also the President of Rick Casey Enterprises in Liberty Township, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
06/24/2021 - Present
Fifth Third Securities, Inc. (WEST CHESTER OH)
OH
10/01/2012 - 08/12/2020
J.P. MORGAN SECURITIES LLC (Cincinnati OH)
KY
05/18/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BELLEVUE KY)
TN
10/07/2009 - 05/14/2010
U.S. BANCORP INVESTMENTS, INC. (BRENTWOOD TN)
NJ
08/05/2008 - 04/23/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
VA
05/03/2007 - 08/04/2008
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
OH
06/13/2005 - 04/27/2007
PRIMEVEST FINANCIAL SERVICES, INC. (WILMINGTON OH)
CT
03/19/2001 - 05/19/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
OH
02/05/2001 - 03/21/2001
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
IL
02/06/1995 - 12/31/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
01/03/1990 - 02/06/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
BOTH
Issued 1/5/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 9/6/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/15/2012
Series 4 - Registered Options Principal Examination
BC
Issued 7/23/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 1/11/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/7/1993
Series 7 - General Securities Representative Examination
BC
Issued 1/2/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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