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Richard Casey

Fifth Third Securities, Inc.

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About Richard Casey

Richard Casey is a registered representative with Fifth Third Securities, Inc. Richard has been working in the securities industry since 1991. Richard currently works in the WEST CHESTER, OH branch office. Prior to joining Fifth Third Securities, Inc., Richard worked at J.P. MORGAN SECURITIES LLC in Cincinnati, OH, CHASE INVESTMENT SERVICES CORP. in BELLEVUE, KY, U.S. BANCORP INVESTMENTS, INC. in BRENTWOOD, TN, SUNAMERICA CAPITAL SERVICES, INC. in JERSEY CITY, NJ, CAPITAL BROKERAGE CORPORATION in GLEN ALLEN, VA, PRIMEVEST FINANCIAL SERVICES, INC. in WILMINGTON, OH, ING FUNDS DISTRIBUTOR, LLC in WINDSOR, CT, ONE GROUP DEALER SERVICES, INC. in COLUMBUS, OH, BANC ONE SECURITIES CORPORATION in CHICAGO, IL, and FINANCIAL HORIZONS SECURITIES CORPORATION. Richard is licensed to offer securities in Connecticut, District of Columbia, Kentucky, Massachusetts, Ohio, and Pennsylvania. Richard Casey specializes in investment products related to Fixed Income Securities, Mutual Funds, Variable Annuities, and Investment Advisory services. Richard is also the President of Rick Casey Enterprises in Liberty Township, OH.

Firm Information

Richard Casey is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

7810 TYLERSVILLE SQUARE DRIVE

WEST CHESTER, OH 45069

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Casey’s Registration & Firm History

OH

06/24/2021 - Present

Fifth Third Securities, Inc. (WEST CHESTER OH)

OH

10/01/2012 - 08/12/2020

J.P. MORGAN SECURITIES LLC (Cincinnati OH)

KY

05/18/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (BELLEVUE KY)

TN

10/07/2009 - 05/14/2010

U.S. BANCORP INVESTMENTS, INC. (BRENTWOOD TN)

NJ

08/05/2008 - 04/23/2009

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

VA

05/03/2007 - 08/04/2008

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

OH

06/13/2005 - 04/27/2007

PRIMEVEST FINANCIAL SERVICES, INC. (WILMINGTON OH)

CT

03/19/2001 - 05/19/2005

ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)

OH

02/05/2001 - 03/21/2001

ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)

IL

02/06/1995 - 12/31/2000

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NA

01/03/1990 - 02/06/1995

FINANCIAL HORIZONS SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 1/5/2010

Series 66 - Uniform Combined State Law Examination

IA

Issued 9/6/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/15/2012

Series 4 - Registered Options Principal Examination

BC

Issued 7/23/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 3/16/2006

Series 24 - General Securities Principal Examination

BC

Issued 1/11/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/7/1993

Series 7 - General Securities Representative Examination

BC

Issued 1/2/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Casey.
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