Unclaimed
Richard Carmine Cella is a financial advisor with LPL Financial LLC. Richard Cella has been a financial advisor since January 1984 and has a broad range of experience in the financial services industry. Richard Cella is licensed in Florida and Massachusetts. Richard Cella's professional background includes experience with United Planners' Financial Services of America A Limited Partner, Investors Capital Corp., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Richard Cella holds a Series 6, Series 7, Series 24, Series 26 and Series 63 license. Richard Cella also has experience with Richard Cella Realty Ventures, IBFR Realty Trust, IPSWICH BAY ADVISORS, Ipswich Bay Advisors, Inc., R&D REALTY GROUP, LLC, RIGGS COVE REALTY, IPSWICH BAY REALTY, LLC, RDJ ST. PETE PROPERTIES, LLC, and Lifestyle Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/10/2021 - Present
LPL Financial LLC (DANVERS MA)
MA
08/03/2016 - 12/03/2021
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (Danvers MA)
MA
11/03/2003 - 08/04/2016
INVESTORS CAPITAL CORP. (DANVERS MA)
CA
08/01/2003 - 11/05/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/22/1998 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
01/16/1984 - 01/21/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/16/1984 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 08/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/09/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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