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Richard Carmine Cella

LPL Financial LLC

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About Richard Carmine Cella

Richard Carmine Cella is a financial advisor with LPL Financial LLC. Richard Cella has been a financial advisor since January 1984 and has a broad range of experience in the financial services industry. Richard Cella is licensed in Florida and Massachusetts. Richard Cella's professional background includes experience with United Planners' Financial Services of America A Limited Partner, Investors Capital Corp., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Richard Cella holds a Series 6, Series 7, Series 24, Series 26 and Series 63 license. Richard Cella also has experience with Richard Cella Realty Ventures, IBFR Realty Trust, IPSWICH BAY ADVISORS, Ipswich Bay Advisors, Inc., R&D REALTY GROUP, LLC, RIGGS COVE REALTY, IPSWICH BAY REALTY, LLC, RDJ ST. PETE PROPERTIES, LLC, and Lifestyle Financial Group.

Firm Information

Richard Cella is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Cella’s Registration & Firm History

MA

11/10/2021 - Present

LPL Financial LLC (DANVERS MA)

MA

08/03/2016 - 12/03/2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (Danvers MA)

MA

11/03/2003 - 08/04/2016

INVESTORS CAPITAL CORP. (DANVERS MA)

CA

08/01/2003 - 11/05/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

01/22/1998 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MA

01/16/1984 - 01/21/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/16/1984 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 08/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 04/09/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/13/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Carmine Cella.
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