Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sexton is an investment advisor representative with U.S. Bancorp Investments, Inc. Richard has been working in the industry since 1996 and has experience in various areas of financial services, including financial planning, portfolio management, and publication of periodicals. Richard also holds several licenses and registrations, including Series 7, Series 63, Series 24, and Series 65. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
OH
02/02/2017 - Present
U.s. Bancorp Investments, Inc. (Cincinnati OH)
OH
12/11/2015 - 10/14/2016
MSI FINANCIAL SERVICES, INC. (CINCINNATI OH)
TX
12/19/2012 - 12/19/2013
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NH
05/25/2012 - 11/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHUA NH)
NH
08/30/2010 - 05/21/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BEDFORD NH)
NH
11/06/2007 - 09/03/2010
CCO INVESTMENT SERVICES CORP. (PORTSMOUTH NH)
NH
11/20/2006 - 10/16/2007
BANCNORTH INVESTMENT GROUP, INC. (NASHUA NH)
MA
09/18/2006 - 11/10/2006
IFMG SECURITIES, INC. (SOUTH BOSTON MA)
NH
01/20/2006 - 09/18/2006
ING FINANCIAL PARTNERS, INC. (NASHUA NH)
NH
04/03/2002 - 02/08/2006
IFMG SECURITIES, INC. (SALEM NH)
RI
11/19/1993 - 12/21/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 03/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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