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Richard Carl Precious

Pruco Securities, LLC

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About Richard Carl Precious

Richard Precious is a financial advisor with Pruco Securities, LLC. Richard has over 14 years of experience in the financial services industry. Richard is registered to provide investment advice in Texas. Richard has previously worked with several firms in the Houston, TX area including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Frost Brokerage Services, Inc., Wells Fargo Clearing Services, LLC, BBVA Securities Inc., and Chase Investment Services Corp.

Firm Information

Richard Precious is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Richard Precious’s Registration & Firm History

TX

09/04/2024 - Present

Pruco Securities, LLC (Plano TX)

TX

04/11/2022 - 08/30/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

TX

02/12/2019 - 04/12/2022

FROST BROKERAGE SERVICES, INC. (Houston TX)

TX

09/12/2016 - 02/12/2019

WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)

TX

05/16/2013 - 07/13/2016

BBVA SECURITIES INC. (HOUSTON TX)

TX

12/02/2011 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)

TX

12/15/2009 - 07/15/2011

CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 09/23/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/14/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Carl Precious.
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