Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Carl Miller is an investment advisor representative who has been in the industry since February 15, 1996. Richard is registered with LPL Financial LLC in PORTSMOUTH, NH and has been with the firm since April 2000. Richard is also a registered investment advisor in New Hampshire. Richard has previously worked at INTERSECURITIES, INC. in ST. PETERSBURG, FL. Richard has passed the Series 63, Series 65, Series 24 and Series 7 exams. Richard also holds the SIE certification. Richard specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisors. Richard is also involved in non-variable insurance and real estate rentals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
05/16/2000 - Present
LPL Financial LLC (PORTSMOUTH NH)
FL
02/16/1996 - 05/10/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 03/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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