Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Carl Lawson is a financial advisor with Janney Montgomery Scott LLC, where Richard has been employed since March 2007. Prior to joining Janney Montgomery Scott, Richard was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds Series 3, 7, and 63 licenses and is registered to offer securities and investment advisory services in 32 states, including California, Connecticut, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
05/19/2023 - Present
Janney Montgomery Scott LLC (WEST HARTFORD CT)
CT
03/08/2006 - 03/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
01/02/1976 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BC
Issued 03/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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