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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gerber is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the industry. Richard has held positions with NationsSecurities, Banc of America Investment Services, Inc. and NationsBanc Securities, Inc., building a diverse background in financial services. Richard's current registrations include both broker-dealer and investment advisor licenses. He currently holds the Series 7, Series 63, Series 65, Series 72 and SIE licenses. Richard works with a wide range of clients, including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and banking or thrift institutions. Richard Gerber provides a comprehensive array of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH BETHESDA MD)
MD
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHEVY CHASE MD)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
01/18/1993 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
IA
Issued 12/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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