Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ewel is an Investment Advisor Representative with over 40 years of experience in the financial services industry. Richard has worked with OSAIC WEALTH, INC. since 2024. Before that, Richard worked for SECURITIES AMERICA, INC. for over 20 years. Richard's experience includes securities and investment advisory services. Richard is licensed in 18 states. Richard focuses on investment advisory services, financial planning, pension consulting, and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
05/09/2003 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
NJ
02/25/1999 - 06/03/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
08/22/1985 - 03/03/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/06/1981 - 08/28/1985
FIRST INVESTORS CORPORATION
BC
Issued 8/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1982
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 2/27/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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