Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Campos is a financial advisor with over 30 years of experience in the industry. Currently, Richard is registered with Cowen and Co., where he has been employed since January 2023. He has previously held positions at Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Equity Group, LLC, Teachers Personal Investors Services, Inc., HarrisDirect LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and UJB Discount Brokerage Co.. Richard holds multiple FINRA licenses including Series 63, Series 66, Series 7, Series 55, Series 57TO, Series 4, Series 14, Series 24 and SIE. Richard is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/24/2023 - Present
Cowen AND Co. (NEW YORK NY)
NY
01/19/2022 - 01/19/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/04/2018 - 12/02/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/14/2017 - 09/08/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/11/2004 - 12/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/2002 - 09/03/2004
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
03/06/2002 - 10/11/2002
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
NJ
10/14/1999 - 03/05/2002
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
03/29/1996 - 10/07/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/13/1993 - 03/29/1996
UJB DISCOUNT BROKERAGE CO.
MI
04/01/1993 - 04/12/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
05/15/1992 - 03/09/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2012
Series 14 - Compliance Officer Examination
BC
Issued 03/31/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Campos is the right advisor for you? Invested Better is here to help.
