Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Caldecott is a financial advisor with J.P. Morgan Securities LLC. Richard has been in the industry since 2014 and is registered with the state of Minnesota. Richard holds a Series 66, Series 7, and a SIE license. He is affiliated with J.P. Morgan Securities LLC since 2022. Previously Richard was employed by Valic Financial Advisors, Inc. from 2019 to 2022, and Wells Fargo Clearing Services, LLC from 2016 to 2019. Richard's areas of expertise include portfolio management for individuals and businesses, financial planning, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MN
08/22/2022 - Present
J.p. Morgan Securities LLC (Roseville MN)
MN
12/09/2019 - 09/09/2022
VALIC FINANCIAL ADVISORS, INC. (EDINA MN)
MN
08/08/2016 - 11/13/2019
WELLS FARGO CLEARING SERVICES, LLC (SAINT PAUL MN)
MN
07/31/2014 - 07/14/2016
SAGEPOINT FINANCIAL, INC. (FOREST LAKE MN)
BOTH
Issued 11/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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