Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Chaney is a financial advisor with over 18 years of experience in the industry. Richard is currently registered with LPL Financial LLC in SAN DIEGO, CA. Richard has held previous positions at AVANTAX INVESTMENT SERVICES, INC., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. Richard is a Series 7, Series 24, and Series 63 licensed professional, and holds the SIE designation. Richard specializes in providing financial planning, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/29/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
11/12/2020 - 04/04/2022
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
FL
03/12/2020 - 05/04/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
03/12/2020 - 05/04/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
07/08/2014 - 09/30/2019
LPL FINANCIAL LLC (FARMERS BRANCH TX)
TX
01/18/2007 - 05/15/2014
H.D. VEST INVESTMENT SERVICES (IRVING TX)
NE
04/22/2006 - 07/12/2006
TD AMERITRADE, INC. (OMAHA NE)
NE
01/03/2006 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
RI
12/12/2001 - 04/12/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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