Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard C. Wethington is a financial advisor with Stephens, a firm based in Little Rock, AR. Richard has been in the industry since 2005 and has been associated with Stephens since 2022. Before joining Stephens, Richard worked for LPL Financial LLC, Securities America, Inc., Mutual Service Corporation, Investment Professionals, Inc., and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
AR
02/11/2025 - Present
Stephens (HOT SPRINGS AR)
AR
06/18/2019 - 03/03/2022
LPL FINANCIAL LLC (HOT SPRINGS AR)
AR
04/12/2016 - 06/21/2019
SECURITIES AMERICA, INC. (HOT SPRINGS AR)
AR
09/08/2009 - 04/22/2016
LPL FINANCIAL LLC (HOT SPRINGS AR)
AR
07/16/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (HOT SPRINGS AR)
AR
06/05/2006 - 07/22/2008
INVESTMENT PROFESSIONALS, INC. (HOT SPRINGS AR)
AR
11/29/2005 - 06/07/2006
MORGAN STANLEY DW INC. (HOT SPRINGS AR)
BOTH
Issued 12/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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