Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Roby is a financial advisor with over 18 years of experience in the financial services industry. Richard is a registered representative of J. W. Cole Advisors, Inc. and is also a registered investment advisor. Richard has a strong track record of providing financial advice to individuals, families, and businesses. Richard is committed to providing his clients with personalized financial advice that is tailored to their individual needs and goals. Richard's primary focus is helping clients with financial planning and investment management, and he offers a range of services to meet those needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/10/2013 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
ID
09/27/2012 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (BOISE ID)
ID
04/03/2006 - 09/27/2012
SUNSET FINANCIAL SERVICES, INC. (BOISE ID)
IN
10/25/2005 - 03/24/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BOTH
Issued 01/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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